Compliance - Market Surveillance Analyst

Role Overview

Join Crypto.com’s Derivatives North America (CDNA) Market Regulation team as a Compliance – Market Surveillance Analyst. This is a fully remote role for candidates in the US. You will monitor derivatives market activity, investigate potential rule violations, and support regulatory compliance across multiple asset classes.

Responsibilities

Real-Time Market Monitoring

• Monitor exchange activity, security feeds, and product safety data to identify potential market abuse (e.g., wash trading, spoofing) and ensure fair price discovery.
• Monitor real-time market data for compliance with margin requirements and position limits.
• Use surveillance tools/dashboards to flag anomalies and escalate concerns.

Trade Analysis & Investigation

• Perform post-trade reviews and forensic analysis of flagged transactions.
• Investigate potential rule violations by collecting records, obtaining testimony, and drafting investigative reports for the Chief Regulatory Officer.
• Prepare detailed findings and recommend appropriate enforcement actions.

Regulatory Compliance & Policy

• Ensure adherence to applicable regulations (e.g., SEC/CFTC/FINRA) and internal policies.
• Assist with responses to regulatory inquiries and audits.
• Contribute to surveillance protocol and compliance framework development.
• Support enforcement of KYC/AML and transaction monitoring.

Cross-Functional Collaboration

• Partner with Legal, Risk, and Technology teams to improve surveillance systems and compliance workflows.
• Liaise with external regulators and industry bodies as needed.

Requirements

• Bachelor’s degree in Economics, Finance, Math, or Juris Doctor (JD).
• 4+ years of compliance experience in financial services (or equivalent).
• Experience in derivatives or prediction markets; familiarity with futures markets, commodities, and trading.
• Familiarity with trade surveillance platforms (required).
• Strong communication skills with market participants, regulators, and executive management.
• Ability to operate in a fast-paced, high-stress environment.
• Knowledge of futures exchange operations, trading, risk management, or regulation.
• Flexibility to work weekends and evenings as needed.

Nice to Have

• Experience across TradFi and/or Crypto spaces (derivatives/prediction markets in particular).